NZX Shareholder Metrics – July 2021

NZX Limited - Monthly Shareholder Metrics
July 2021
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersJul 2021Change YoYCapital RaisingJul 2021YTDChange YoY
Total equity securities1343.9%Total capital raisings $722 m$8,045 m-11.9%
Total fund securities48-2.0%
Total retail debt securities1404.5%New Capital Listed
Total wholesale debt securities814.3%Total capital listed by all issuers$150 m$3,580 m47.1%
Total other securities40.0%
Total listed securities3343.4%Equity listings-$875 m883.2%
Fund listings---100.0%
Retail debt listings$150 m$2,705 m80.3%
Total NZX Main Board equity issuers1323.9%Wholesale debt listings---100.0%
Total NZX Main Board fund issuers48-2.0%
Total NZX Debt Market retail debt issuers502.0%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers20.0%Total capital raised by all issuers$572 m$4,465 m-33.3%
Total other issuers40.0%
Total unique issuers2062.5%Total equity raised - NZ issuers$78 m$1,094 m-66.7%
Total equity raised - dual or foreign issuer$45 m$46 m-87.2%
Total funds raised - NZ issuers$151 m$1,266 m77.3%
Market CapitalisationJul 2021Change YoY% of GDP
Total funds raised - dual or foreign issuer$21 m$349 m-4.7%
Total market capitalisation$226,798 m11.1%69.7%Total retail debt raised$277 m$1,043 m26.3%
Total wholesale debt raised-$667 m19.8%
All equity$177,795 m9.7%54.7%
All funds$7,119 m38.2%2.2%
All other$31 m78.9%0.0%Total number of secondary capital raising events3112,20928.8%
Total NZX Main Board$184,945 m10.5%56.9%Equity issuers - capital raised < $10m3721919.7%
Equity issuers - capital raised ≥ $10m < $100m313-45.8%
Retail debt$32,915 m2.1%10.1%Equity issuers - capital raised ≥ $100m-2-77.8%
Green bonds$3,375 m275.0%1.0%Fund issuers - capital raised2661,95332.5%
Wholesale debt$5,563 m47.8%1.7%Retail debt issuers - capital raised521-12.5%
Total NZX Debt Market$41,853 m13.5%12.9%Wholesale debt issuers - capital raised-1-
Cash MarketJul 2021Change YoYClearing House / DepositoryJul 2021Change YoY
Total value traded$4,107 m2.7%Gross value of cleared trades over month$4,111 m2.5%
Daily average value traded$187 m7.3%Collateral held at month end$98 m33.4%
On-market value traded$2,426 m-0.2%Depository transactions7,9410.4%
% of value on-market59.1%-2.8%Assets under custody in depository$5,494 m42.0%
Total trades1,258,19416.4%
Daily average trades57,19121.7%
DerivativesJul 2021Change YoY
Futures - total lots traded29,08517.9%
Options - total lots traded1,740-77.2%
Total Equity TransactionsTotal derivatives lots traded30,825-4.5%
Total trades1,254,54616.3%Total derivatives lots traded - YTD170,775-28.2%
Value traded$3,979 m1.8%Open interest71,006-12.6%
% of value on-market59.8%-2.6%Notional value traded ($USD)$160 m-1.3%
Average on-market trade size$1,901-14.8%Options to futures ratio6.0%-80.6%
Block trade %0.0%n/a
Total Debt Transactions
Total trades3,64835.6%
Energy and Environment ContractsJul 2021Change YoY
Value traded $128 m40.7%Operating / Technology contracts185.9%
- contracts ≥ $500k p.a.525.0%
Cumulative Numbers - YTD- contracts < $500k p.a.130.0%
Number of trades9,301,26333.3%
Total value traded$31,254 m-2.1%
% of value on-market63.2%1.6%

NZX Indices PerformanceJul 2021Change YoYWholesale DataJul 2021Change YoY
S&P/NZX 50 Index (Gross)12,5957.4%Terminal numbers - professional6,6126.8%
S&P/NZX 50 Index (Capital)5,2155.0%Terminal numbers - retail1,887-39.9%
S&P/NZX 50 Portfolio Index8,00419.1%Licences - value ≥ $20k p.a.5726.7%
S&P/NZX Primary Sector Index13,454-20.1%Licences - value < $20k p.a.800.0%
S&P/NZX NZ Fixed Interest Composite Index126-2.4%
S&P/NZX A-Grade Bond Index5,867-1.5%
Direct Data ProductsJul 2021Change YoYDairy Data SubscriptionsJul 2021Change YoY
Proprietary security subscription products310-2.2%Dairy data subscriptions459-0.6%
- products ≥ $3,000 p.a.1100.9% - products ≥ $1,500 p.a. 1095.8%
- products < $3,000 p.a.200-3.8% - products < $1,500 p.a. 350-2.5%
Smartshares
Jul 2021Change YoY
Total external funds under management$5,778 m41.2%
Scheme FUMJul 2021Change YoY
SuperLife Kiwisaver$1,347 m28.0%
SuperLife Workplace Savings$1,448 m17.4%
Smartshares Exchange Traded Funds - External$2,186 m49.7%
Smartshares Exchange Traded Funds - Total (external and internal)$5,139 m40.4%
Other MetricsJul 2021Change YoY
Units on issue1,694 m23.2%
Value of stock lent over month$258 m0.8%
Wealth Technologies
Funds under administration$7,828 m145.2%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com