NZX Shareholder Metrics – September 2021

NZX Limited - Monthly Shareholder Metrics
September 2021
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersSep 2021Change YoYCapital RaisingSep 2021YTDChange YoY
Total equity securities1323.1%Total capital raisings $1,781 m$10,753 m-15.1%
Total fund securities48-2.0%
Total retail debt securities1412.9%New Capital Listed
Total wholesale debt securities8-Total capital listed by all issuers$1,025 m$4,605 m2.1%
Total other securities4-
Total listed securities3332.1%Equity listings-$875 m883.2%
Fund listings---100.0%
Retail debt listings$1,025 m$3,730 m21.3%
Total NZX Main Board equity issuers1314.0%Wholesale debt listings---100.0%
Total NZX Main Board fund issuers48-2.0%
Total NZX Debt Market retail debt issuers492.1%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers2-Total capital raised by all issuers$756 m$6,148 m-24.7%
Total other issuers4-
Total unique issuers2052.5%Total equity raised - NZ issuers$375 m$1,683 m-51.8%
Total equity raised - dual or foreign issuer$1 m$47 m-89.2%
Total funds raised - NZ issuers$188 m$1,821 m109.6%
Market CapitalisationSep 2021Change YoY% of GDP
Total funds raised - dual or foreign issuer$19 m$431 m1.7%
Total market capitalisation$232,268 m11.6%68.3%Total retail debt raised$173 m$1,499 m-37.1%
Total wholesale debt raised-$667 m19.8%
All equity$182,084 m11.4%53.6%
All funds$7,366 m37.6%2.2%
All other$27 m39.9%-Total number of secondary capital raising events3192,83723.9%
Total NZX Main Board$189,477 m12.2%55.8%Equity issuers - capital raised < $10m8034213.2%
Equity issuers - capital raised ≥ $10m < $100m524-20.0%
Retail debt$33,775 m2.7%9.9%Equity issuers - capital raised ≥ $100m13-66.7%
Green bonds$3,250 m54.8%1.0%Fund issuers - capital raised2292,43827.1%
Wholesale debt$5,766 m35.3%1.7%Retail debt issuers - capital raised429-6.5%
Total NZX Debt Market$42,791 m9.0%12.6%Wholesale debt issuers - capital raised-1-
Cash MarketSep 2021Change YoYClearing House / DepositorySep 2021Change YoY
Total value traded$4,818 m5.5%Gross value of cleared trades over month$4,822 m5.3%
Daily average value traded$219 m5.5%Collateral held at month end$88 m31.6%
On-market value traded$3,047 m17.7%Depository transactions7,732-6.4%
% of value on-market63.2%11.6%Assets under custody in depository$5,729 m40.9%
Total trades1,370,83942.0%
Daily average trades62,31142.0%
DerivativesSep 2021Change YoY
Futures - total lots traded30,72262.8%
Options - total lots traded1,615-71.7%
Total Equity TransactionsTotal derivatives lots traded32,33731.6%
Total trades1,367,52342.1%Total derivatives lots traded - YTD233,354-18.6%
Value traded$4,683 m6.2%Open interest67,374-8.3%
% of value on-market64.0%10.3%Notional value traded ($USD)$217 m127.7%
Average on-market trade size$2,196-17.7%Options to futures ratio5.3%-82.6%
Block trade %0.0%n/a
Total Debt Transactions
Total trades3,31613.0%
Energy and Environment ContractsSep 2021Change YoY
Value traded $135 m-14.8%Operating / Technology contracts185.9%
- contracts ≥ $500k p.a.525.0%
Cumulative Numbers - YTD- contracts < $500k p.a.13-
Number of trades11,951,57433.1%
Total value traded$40,864 m0.8%
% of value on-market61.9%1.0%

NZX Indices PerformanceSep 2021Change YoYWholesale DataSep 2021Change YoY
S&P/NZX 50 Index (Gross)13,27613.0%Terminal numbers - professional6,6927.2%
S&P/NZX 50 Index (Capital)5,44710.3%Terminal numbers - retail2,063-23.2%
S&P/NZX 50 Portfolio Index8,46920.8%Licences - value ≥ $20k p.a.5723.9%
S&P/NZX Primary Sector Index14,409-7.2%Licences - value < $20k p.a.811.3%
S&P/NZX NZ Fixed Interest Composite Index124-5.5%
S&P/NZX A-Grade Bond Index5,789-4.1%
Direct Data ProductsSep 2021Change YoYDairy Data SubscriptionsSep 2021Change YoY
Proprietary security subscription products309-4.0%Dairy data subscriptions447-3.0%
- products ≥ $3,000 p.a.110-0.9% - products ≥ $1,500 p.a. 1062.9%
- products < $3,000 p.a.199-5.7% - products < $1,500 p.a. 341-4.7%
Smartshares
Sep 2021Change YoY
Total external funds under management$5,875 m31.5%
Scheme FUMSep 2021Change YoY
SuperLife Kiwisaver$1,382 m27.3%
SuperLife Workplace Savings$1,430 m14.6%
Smartshares Exchange Traded Funds - External$2,234 m42.3%
Smartshares Exchange Traded Funds - Total (external and internal)$5,326 m38.8%
Other MetricsSep 2021Change YoY
Units on issue1,784 m26.0%
Value of stock lent over month$405 m3.8%
Wealth Technologies
Funds under administration$7,951 m142.2%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com