NZX Shareholder Metrics – November 2021

NZX Limited - Monthly Shareholder Metrics
November 2021
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersNov 2021Change YoYCapital RaisingNov 2021YTDChange YoY
Total equity securities1365.4%Total capital raisings $4,129 m$16,866 m16.20%
Total fund securities48-2.0%
Total retail debt securities1443.6%New Capital Listed
Total wholesale debt securities80.0%Total capital listed by all issuers$3,570 m$9,596 m96.80%
Total other securities40.0%
Total listed securities3403.3%Equity listings$2,570 m$3,466 m1577.30%
Fund listings--100.0%
Retail debt listings$1,000 m$6,130 m84.4%
Total NZX Main Board equity issuers1356.3%Wholesale debt listings---100.0%
Total NZX Main Board fund issuers48-2.0%
Total NZX Debt Market retail debt issuers47-4.1%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers20.0%Total capital raised by all issuers$559 m$7,270 m-24.5%
Total other issuers40.0%
Total unique issuers2083.0%Total equity raised - NZ issuers$263 m$2,433 m-41.0%
Total equity raised - dual or foreign issuer$20 m$67 m-87.0%
Total funds raised - NZ issuers$124 m$2,018 m87.4%
Market CapitalisationNov 2021Change YoY% of GDP
Total funds raised - dual or foreign issuer$3 m$437 m-8.4%
Total market capitalisation$230,358 m2.9%67.8%Total retail debt raised$149 m$1,648 m-42.9%
Total wholesale debt raised-$667 m19.8%
All equity$178,225 m0.0%52.4%
All funds$7,402 m23.7%2.2%
All other$19 m-47.0%0.0%Total number of secondary capital raising events2163,27512.4%
Total NZX Main Board$185,646 m0.7%54.6%Equity issuers - capital raised < $10m2641112.0%
Equity issuers - capital raised ≥ $10m < $100m432-23.8%
Retail debt$35,025 m5.3%10.3%Equity issuers - capital raised ≥ $100m16-45.5%
Green bonds$3,725 m55.2%1.1%Fund issuers - capital raised1822,79313.8%
Wholesale debt$5,962 m39.9%1.8%Retail debt issuers - capital raised332-17.9%
Total NZX Debt Market$44,712 m12.0%13.2%Wholesale debt issuers - capital raised-1-
Cash MarketNov 2021Change YoYClearing House / DepositoryNov 2021Change YoY
Total value traded$4,296 m-7.4%Gross value of cleared trades over month$4,288 m-7.6%
Daily average value traded$195 m-11.6%Collateral held at month end$126 m70.3%
On-market value traded$2,778 m-7.4%Depository transactions7,730-4.5%
% of value on-market64.7%0.0%Assets under custody in depository$5,663 m25.6%
Total trades1,303,33618.9%
Daily average trades59,24313.5%
Derivatives*Nov 2021Change YoY
Futures - total lots traded15,2008.5%
Options - total lots traded775-89.7%
Total Equity TransactionsTotal derivatives lots traded15,975-25.7%
Total trades1,298,51218.8%Total derivatives lots traded - YTD277,820-18.4%
Value traded$4,110 m-8.4%Notional value traded ($USD)$131 m61.7%
% of value on-market66.4%0.7%Options to futures ratio5.1%-90.5%
Average on-market trade size$2,107-22.5%Block trade %0.0%n/a
* metrics are up to 29th November when the dairy derivatives partnership began with SGX
Total Debt Transactions
Total trades4,82444.8%
Energy and Environment ContractsNov 2021Change YoY
Value traded $186 m23.8%Operating / Technology contracts185.9%
- contracts ≥ $500k p.a.525.0%
Cumulative Numbers - YTD- contracts < $500k p.a.130.0%
Number of trades14,365,45930.4%
Total value traded$48,524 m-1.6%
% of value on-market62.3%1.0%

NZX Indices PerformanceNov 2021Change YoYWholesale DataNov 2021Change YoY
S&P/NZX 50 Index (Gross)12,719-0.4%Terminal numbers - professional6,8349.1%
S&P/NZX 50 Index (Capital)5,213-2.8%Terminal numbers - retail1,931-19.9%
S&P/NZX 50 Portfolio Index8,0283.9%Licences - value ≥ $20k p.a.5826.1%
S&P/NZX Primary Sector Index13,821-11.6%Licences - value < $20k p.a.81-1.2%
S&P/NZX NZ Fixed Interest Composite Index121-6.1%
S&P/NZX A-Grade Bond Index5,680-5.1%
Direct Data ProductsNov 2021Change YoYDairy Data SubscriptionsNov 2021Change YoY
Proprietary security subscription products3100.0%Dairy data subscriptions445-5.7%
- products ≥ $3,000 p.a.1110.9% - products ≥ $1,500 p.a. 1051.9%
- products < $3,000 p.a.199-0.5% - products < $1,500 p.a. 340-7.9%
Smartshares
Nov 2021Change YoY
Total external funds under management$5,945 m22.1%
Scheme FUMNov 2021Change YoY
SuperLife Kiwisaver$1,407 m21.2%
SuperLife Workplace Savings$1,430 m7.7%
Smartshares Exchange Traded Funds - External$2,248 m26.1%
Smartshares Exchange Traded Funds - Total (external and internal)$5,321 m26.3%
Other MetricsNov 2021Change YoY
Units on issue1,798 m21.1%
Value of stock lent over month$265 m-23.8%
Wealth Technologies
Funds under administration$10,798 m55.4%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com