NZX Shareholder Metrics – December 2021

NZX Limited - Monthly Shareholder Metrics
December 2021
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersDec 2021Change YoYCapital RaisingDec 2021YTDChange YoY
Total equity securities1374.6%Total capital raisings $2,902 m$19,768 m12.1%
Total fund securities48-2.0%
Total retail debt securities141-0.7%New Capital Listed
Total wholesale debt securities8-Total capital listed by all issuers$1,153 m$10,749 m79.7%
Total other securities3-25.0%
Total listed securities3370.9%Equity listings$1,153 m$4,619 m848.7%
Fund listings---100.0%
Retail debt listings-$6,130 m47.7%
Total NZX Main Board equity issuers1365.4%Wholesale debt listings---100.0%
Total NZX Main Board fund issuers48-2.0%
Total NZX Debt Market retail debt issuers47-7.8%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers2-Total capital raised by all issuers$1,749 m$9,019 m-22.6%
Total other issuers3-25.0%
Total unique issuers2092.0%Total equity raised - NZ issuers$1,062 m$3,495 m-20.9%
Total equity raised - dual or foreign issuer$41 m$108 m-94.1%
Total funds raised - NZ issuers$482 m$2,500 m110.7%
Market CapitalisationDec 2021Change YoY% of GDP
Total funds raised - dual or foreign issuer$11 m$448 m-13.5%
Total market capitalisation$234,645 m0.9%68.7%Total retail debt raised$153 m$1,801 m-42.7%
Total wholesale debt raised-$667 m19.8%
All equity$182,221 m-1.7%53.3%
All funds$7,999 m28.3%2.3%
All other$17 m-51.3%-Total number of secondary capital raising events2783,5539.6%
Total NZX Main Board$190,237 m-0.8%55.7%Equity issuers - capital raised < $10m4145211.1%
Equity issuers - capital raised ≥ $10m < $100m537-19.6%
Retail debt$34,692 m1.4%10.2%Equity issuers - capital raised ≥ $100m28-42.9%
Green bonds$3,650 m52.1%1.1%Fund issuers - capital raised2273,02010.6%
Wholesale debt$6,066 m39.1%1.8%Retail debt issuers - capital raised335-20.5%
Total NZX Debt Market$44,408 m8.4%13.0%Wholesale debt issuers - capital raised-1-
Cash MarketDec 2021Change YoYClearing House / DepositoryDec 2021Change YoY
Total value traded$3,877 m-10.6%Gross value of cleared trades over month$3,852 m-11.2%
Daily average value traded$185 m-10.6%Collateral held at month end$26 m-60.7%
On-market value traded$2,318 m-18.4%Depository transactions8,6161.6%
% of value on-market59.8%-8.7%Assets under custody in depository$6,358 m32.7%
Total trades1,064,273-2.9%
Daily average trades50,680-2.9%
DerivativesDec 2021Change YoY
Futures - total lots traded25,76891.7%
Options - total lots traded1,015-85.2%
Total Equity TransactionsTotal derivatives lots traded26,78331.9%
Total trades1,059,130-3.1%Total derivatives lots traded - YTD305,937-15.2%
Value traded$3,649 m-13.7%Open interest67,73216.2%
% of value on-market62.0%-6.5%Notional value traded ($USD)$166 m102.4%
Average on-market trade size$2,144-16.7%Options to futures ratio3.9%-92.4%
Block trade %*23.5%n/a
Total Debt Transactions
* Under the SGX-NZX partnership block trades are now represented by SGX Negotiated Large Trades (NLTs)
Total trades5,14358.1%
Energy and Environment ContractsDec 2021Change YoY
Value traded $228 m111.1%Operating / Technology contracts185.9%
- contracts ≥ $500k p.a.525.0%
Cumulative Numbers - YTD- contracts < $500k p.a.13-
Number of trades15,429,73227.4%
Total value traded$52,400 m-2.4%
% of value on-market62.1%0.2%

NZX Indices PerformanceDec 2021Change YoYWholesale DataDec 2021Change YoY
S&P/NZX 50 Index (Gross)13,034-0.4%Terminal numbers - professional6,86710.5%
S&P/NZX 50 Index (Capital)5,328-2.9%Terminal numbers - retail1,820-27.4%
S&P/NZX 50 Portfolio Index8,2851.7%Licences - value ≥ $20k p.a.5925.5%
S&P/NZX Primary Sector Index14,265-7.8%Licences - value < $20k p.a.78-6.0%
S&P/NZX NZ Fixed Interest Composite Index122-5.2%
S&P/NZX A-Grade Bond Index5,706-4.4%
Direct Data ProductsDec 2021Change YoYDairy Data SubscriptionsDec 2021Change YoY
Proprietary security subscription products309-0.3%Dairy data subscriptions445-6.1%
- products ≥ $3,000 p.a.110- - products ≥ $1,500 p.a. 1062.9%
- products < $3,000 p.a.199-0.5% - products < $1,500 p.a. 339-8.6%
Smartshares
Dec 2021Change YoY
Total external funds under management$6,540 m28.8%
Scheme FUMDec 2021Change YoY
SuperLife Kiwisaver$1,840 m54.4%
SuperLife Workplace Savings$1,458 m7.9%
Smartshares Exchange Traded Funds - External$2,341 m22.3%
Smartshares Exchange Traded Funds - Total (external and internal)$5,886 m32.7%
Other MetricsDec 2021Change YoY
Units on issue1,959 m29.1%
Value of stock lent over month$155 m-55.7%
Wealth Technologies
Funds under administration$11,022 m53.2%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com